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证监会终身禁止涂冰重投业界

阿思达克 08-06 16:41

证监会公布，瑞银香港前副董事涂冰被判贿赂罪成後，遭证监会终身禁止重投业界。涂冰是瑞银香港的前客户顾问，负责管理客户的投资组合。区域法院裁定他就某客户在香港股票交易中所获的利润，向该客户索取及接受大约140万元的非法佣金款项罪名成立。

监於涂冰被判刑事罪名成立，证监会认为他并非获发牌或注册进行受规管活动的适当人选。

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