You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
美國正就瑞信在被拯救前有否在財政健康上誤導投資者蒐集證據
阿思達克 09-20 13:14
半年前瑞銀向財困同業瑞信提出併購,由瑞信發行的160億瑞郎應急可轉債被悉數撇賬,震撼全球金融市場。瑞銀在上月底的財務文件顯示,瑞信被美證交會(SEC)、美國司法部及瑞士監管機構FINMA要求提供文件及資料;美國正就瑞信在被拯救前有否在財政健康上誤導投資者蒐集證據。瑞銀補充,作為集團一部分的瑞信,正與當局合作。 有關查詢突顯了瑞銀面對潛在罰款的風險。瑞銀亦披露,瑞信及其現任/前任董事,就有關瑞信去年底就客戶提走資金發出具誤導性聲明的指控,在美國正面對三宗集體訴訟。
Follow us
Find us on Facebook, Twitter , Instagram, and YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!
Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of this article is for reference only. It does not constitute an offer, solicitation, recommendation, opinion or guarantee of any securities, financial products or instruments.The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance.
uSMART
Wealth Growth Made Easy
Open Account