美國正就瑞信在被拯救前有否在財政健康上誤導投資者蒐集證據
半年前瑞銀向財困同業瑞信提出併購,由瑞信發行的160億瑞郎應急可轉債被悉數撇賬,震撼全球金融市場。瑞銀在上月底的財務文件顯示,瑞信被美證交會(SEC)、美國司法部及瑞士監管機構FINMA要求提供文件及資料;美國正就瑞信在被拯救前有否在財政健康上誤導投資者蒐集證據。瑞銀補充,作為集團一部分的瑞信,正與當局合作。
有關查詢突顯了瑞銀面對潛在罰款的風險。瑞銀亦披露,瑞信及其現任/前任董事,就有關瑞信去年底就客戶提走資金發出具誤導性聲明的指控,在美國正面對三宗集體訴訟。
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