北交所網下投資者管理規則徵求意見:個人投資者賬戶資產不能低於1000萬元 實施分類評價和管理
格隆匯10月22日丨據中證報,今日從多家券商處獲悉,中國證券業協會日前就《向不特定合格投資者公開發行股票並在北京證券交易所上市網下投資者管理規則(試行)(徵求意見稿)》向券商徵求意見,以規範網下投資者參與向不特定合格投資者公開發行並在北交所上市股票的網下詢價配售業務。《規則》要求,除證券公司、基金管理公司、信託公司、財務公司、保險公司、合格境外投資者等六類機構投資者之外的其他機構投資者的證券賬戶資產或其所管理的產品淨資產應不低於1000萬元;個人投資者的證券賬戶資產應不低於1000萬元。
Follow us
Find us on
Facebook,
Twitter ,
Instagram, and
YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the
uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!

Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.