中国联通(00762.HK):根据美国证券交易法取消美国存托证券注册并终止报告义务
格隆汇5月28日丨中国联通(00762.HK)公布,有关纽约证交所的覆议决定,即纽约证交所决定公司美国存托证券的下市。纽约证交所于2021年5月7日向美国证交会提交25表格,且公司美国存托证券的下市已于2021年5月18日开始营业前生效。鉴于该下市,公司拟在该公告发布之日向美国证交会递交15F表格,以根据《美国1934年证券交易法》(经修正)("美国证券交易法")取消美国存托证券的注册并终止其报告义务。公司根据美国证券交易法的报告义务将于递交该表格后立即中止。除非公司撤回或美国证交会拒绝有关申请,该取消注册及终止报告义务申请将于递交表格九十日后生效。未来公司将根据香港联合交易所有限公司证券上市规则,继续遵守其作为上市发行人的财务报告及其他责任。
于2021年4月底,公司已发行美国存托证券数量约500万份,占公司总发行股份约0.2%。纽约梅隆银行为公司的美国存托证券代理机构。美国存托证券持有人可以根据存托协议的条款和条件,将其持有的美国存托证券交还给纽约梅隆银行以换取公司的普通股,交还的每1份美国存托证券可换取公司的10股普通股。公司的普通股可在香港联合交易所有限公司进行交易。鉴于公司美国存托证券已从纽约证交所下市,有关美国存托证券转换成公司普通股的事宜,美国存托证券持有人可联系纽约梅隆银行,或如美国存托证券持有人通过银行、券商或其他代理人持有美国存托证券,可联系相关银行、券商或代理人。
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