*ST中天(600856.SH)信披違規遭罰 被責令整改並處60萬元罰款
格隆匯9月7日丨*ST中天(600856.SH)公佈,2020年9月7日,公司收到吉林證監局《行政處罰及市場禁入事先告知書》(吉證監處罰字[2020]4號)。
經吉林證監局查明,中天能源存在涉嫌未按照規定披露對外擔保事項,2016-2018年年度報告、半年度報告存在重大遺漏;及涉嫌未按照規定披露重大訴訟、仲裁事項的違法事實,吉林證監局擬對中天能源責令改正,給予警告,並處以60萬元罰款;對鄧天洲給予警告,並處以90萬元罰款,其中作為直接負責的主管人員罰款30萬元,作為實際控制人罰款60萬元;對黃博給予警告,並處以90萬元罰款,其中作為直接負責的主管人員罰款30萬元,作為實際控制人罰款60萬元。
此外,吉林證監局擬決定對鄧天洲、黃博採取5年市場禁入措施,自吉林證監局宣佈決定之日起,在禁入期間內,除不得繼續在原機構從事證券業務或者擔任原上市公司、非上市公眾公司董事、監事、高級管理人員職務外,也不得在其他任何機構中從事證券業務或者擔任其他上市公司、非上市公眾公司董事、監事、高級管理人員職務。
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