协助和指引

Charges

Fee Collecting Party

Phone Trading

Trading Commission: US$0.015 per share, minimum US$15 per order
Platform Fee: US$0.01 per share, minimum US$5 per order

uSMART

Fractional Share Trading Fee

Commission-free, platform usage fee fixed at $0.99 USD per order

uSMART

Settlement Fee

$0.003 USD * number of shares traded (minimum $0.01 USD, maximum not exceeding 3% of transaction amount)

The Depository Trust & Clearing Corporation (DTCC) and uSMART

Securities and Futures Commission Fee (for sell orders only)

0.00206% * Transaction Amount, Minimum USD 0.01

Securities and Exchange Commission (SEC) of the United States

Trading Activity Fee(for sell orders only)

$0.000195 USD per share, minimum $0.01 USD, maximum $9.79 USD

Financial Industry Regulatory Authority (FINRA) of the United States

Consolidated Audit Trail Fee

$0.000003 USD per share, minimum $0.01 USD

Financial Industry Regulatory Authority (FINRA) of the United States

Dividend Tax

30% of total dividend amount (automatically deducted upon dividend distribution)
For US stock dividend tax, Mainland Chinese residents can reduce the tax rate to 10% after submitting the W-8BEN form via APP > My Account > Update CRS & W-8BEN. This preferential rate is valid for 3 years, and the form must be resubmitted upon expiration.

Internal Revenue Service (IRS) of the United States