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經濟日報:“跨境券商”怎能無證駕駛
格隆匯 11-08 07:20
格隆匯11月8日丨經濟日報刊發時評文章稱,某些所謂的跨境金融業態,極易成爲少數人違規跨境資本輸出的工具,可能面臨資本外流、境內投資者的資金有去無回、金融數據泄露等一系列風險。境外市場和網絡空間不是法外之地,必須遵循交易所在地的法律法規和交易機制,絕不能違反我國境內金融監管的法律法規。從業務實質看,像老虎證券、富途證券這樣的所謂跨境互聯網券商業態,在未取得我國境內相關牌照、僅持有境外牌照的情況下,利用互聯網平臺提供美股、港股交易服務,屬於境內無證駕駛,是典型的非法金融活動。對於跨境互聯網券商這樣的金融業態,要在嚴控金融風險前提下,儘快完善相關監管規則,依法對相關活動予以規範管理,加強監管執法,全面保護投資者合法權益。
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