联交所谴责汇创控股(08202.HK)前执行董事夏振扬
联交所对汇创控股(08202.HK)前执行董事夏振扬采取纪律行动,谴责夏振扬并声明鉴於其未能履行其於《联交所GEM证券上市规则》下的职责,联交所认为,若夏振扬仍继续留任该公司董事会成员,将会有损投资者的利益。
联交所指,夏振扬於2014年12月1日至2018年8月16日期间出任该公司的执行董事。其曾按《GEM上市规则》附录六A所载的表格向联交所提交《董事声明及承诺》,他作出的承诺包括其必须在上市科及/或GEM上市委员会所进行的任何调查中给予合作;及时及坦白地答覆向其提出的任何问题;及他日即使不再出任该公司董事,仍继续向联交所提供其最新的联络资料,由停任董事日期起计为期三年,否则联交所向其发出的任何文件/通知书均视为已送达其本人。
上市科就夏振扬是否违反《GEM上市规则》展开调查。为此,上市科向夏振扬的通讯及电邮地址发出调查信,其後亦一再去信提醒跟进。夏振扬在一次与上市科的通话中确认已收到上市科的信件,其後亦曾上市科发送电邮,表示会尽快答覆。尽管夏振扬知悉该调查,但他并无回应上市科的查询。
GEM上市委员会裁定夏振扬没有在该调查中配合上市科,违反了其承诺,构成违反《GEM上市规则》。夏振扬不再担任该公司董事後,仍有责任向联交所提供其合理要求的资料。而夏振扬严重违反其承诺,其行为表明其蓄意及/或长期不履行其於《GEM上市规则》下的责任。夏振扬没有回应上市科的查询,阻碍了上市科调查及评估涉及夏振扬之行为及其是否遵守《GEM上市规则》的有关事宜。
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